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普段勉強していることや、感じたことを書きたいです

米国特許商標庁のドキュメントコード一覧

知財

f:id:gostep:20150119225655j:plain

アメリカの特許商標庁のサイトで、特許の包袋(特許の出願経過)を見る機会ありました。

米国では、包袋に登録されている書類は、Document Code(ドキュメントコード)が付されて管理されているんですよね。

前々から気になっていたのですが、Document Codeってそれぞれどういう意味が実はよく知りません。

ということで、今日は試しに調べてみることにしました。紹介します。

 

これがドキュメントコード一覧

ネットで検索したところすぐに見つかりました。エクセルファイルで米国特許商標庁から公開されています。

http://www.uspto.gov/ebc/portal/documentdescription.xls

 

エクセルを開けない方もいると思うので転記すると以下の通りです。

なお今回の表の作成には、「鈴木です。」さんの以下の記事を参考にしてExcel to Tableを使わせてもらいました。


Excel to HTMLが便利過ぎた!ブログで表(テーブル)を挿入するのなら一番簡単かも - 鈴木です。

 

 

Document CodeDocument Description
892 List of references cited by examiner
1449 List of References cited by applicant and considered by examiner
371.CNV.UTIL Notice of 371 Conversion to Regular
371.FEE.M912 371 Missing Basic Fees/Copy of IA - Form M912
371.FEE.M923 371 Supplemental Fees Missing - Form M923
371.NT.C.APN Notice of 371 Canceled Application Number
371.RES.DEF 371 Defective Response - Form M916
371.RQ.M922 371 Requirements for Sequence Disclosure Notice Form M922
ABN Abandonment
AISP Letter of Suspension - Applicant Initiated
AP.PRE.DEC Pre-Brief Appeal Conference decision
AP.PRE.DEF Notice – Defective Pre-Brief Appeal conference request
AP_DK_M Appeal Docketing Notice
APBD Notice - Defective Appeal Brief
APD1 Dec on Reconsideration - Denied
APD2 Dec on Reconsideration - Granted
APD3 Dec on Reconsideration - Granted in Part
APDA BPAI Decision - Examiner Affirmed
APDN BPAI Decision 196(b)
APDP BPAI Decision - Examiner Affirmed in Part
APDR BPAI Decision - Examiner Reversed
APDS Dismissal of Appeal
APDT BPAI Decision - Requirement under 196(D)
APE2 2nd or Subsequent Examiner's Answer to Appeal Brief
APEA Examiner's Answer to Appeal Brief
APLR Notification of Appeal Reinstatement
APLW BPAI Appeal Dismissed / Withdrawn
APND Notice - Defective Notice of Appeal
APNH Notification of Appeal Hearing
APNR Advisory on Non-Entry of Reply Brief
APP.FILE.REC Filing Receipt
APPD Hearing Postponement Denied
APPG Appeal Hearing Postponement Granted
APRD Order Returning Undocketed Appeal to the examiner from BPAI
ASIR Form PTO451 - Approval of SIR Request
C105D Requirement under Rule 105 - Included with Office Action
C105-I Requirement under Rule 105 - Independent Communication
CAFC.EXT.TMD Petition for Extension of Time to Appeal to CAFC Denied
CAFC.EXT.TMG Petition for Extension of Time to Appeal to CAFC Granted
CAFC.EXT.TMW Petition for Extension of Time to Appeal to CAFC Withdrawn
CAFC.SOL.BR PTO's Response to Appellant’s Brief (Solicitor's Brief)
CDEN Post Issue Communication - Request for Certificate of Correction Denied
COCOUT Certificate of Correction - Post Issue Communication
CPA-AMD Notice of Informal or Non-Responsive CPA Amendment
CRFD Computer Readable Form Defective
CRFR Mail letter requiring CRF (Unreadable Non-Compliant Not Submitted)
CTAV Advisory Action (PTOL-303)
CTEQ Ex Parte Quayle Action
CTFR Final Rejection
CTMS Miscellaneous Action with SSP
CTNF Non-Final Rejection
CTRS Requirement for Restriction/Election
DC.CV.ANS PTO's Answer to Plaintiff's Complaint
DC.MSJ PTO's Motion for Summary Judgment
DC.SOL.ANS PTO's Response to Plaintiff's Complaint (Answer)
DED. Post Issue Communication - Dedicate Life of Patent to Public
DR.. Decision - Application Returned for Examination
DRQS Decision - Request to Lift Suspension Denied
DRRI Decision - Application Returned for Examination and Requirement for Information
DSIR Denial of SIR Request
EX.A Examiner's Amendment Communication
EXIN Examiner Interview Summary Record (PTOL - 413)
FAI.RQ.NNCPL Notice of non-compliant first action interview req
FREF Final Refusal of SIR Request
ICPA Communication to Applicant - Incomplete Reply to MCPA Notice
INT.DEC.ADV Interference Decision on Priority–Adverse
INT.DEC.FAV Interference Decision on Priority-Favorable
INT.DECL Declaration of Interference
INT.MISC Interference Miscellaneous
INT.REDECL Redeclaration of Interference
ISSUE.NTF Issue Notification
ISSUE.WD.NTC Notice of withdrawal from issue
L.SP Letter of Suspension - Examiner Initiated
L_R OUT Any document coming from L&R
LR501 Letter Returning Improper 1.501 Submission
LRO501 Letter Acknowledging Receipt of 1.501 Submission by Patent Owner
LRT501 Letter Acknowledging Receipt of 1.501 Submission by Third Party
M327 Miscellaneous Communication to Applicant - No Action Count
M903 Notice of DO/EO Acceptance Mailed
M905 Notice of DO/EO Missing Requirements Mailed
MCPA Communication to Applicant for Missing Parts CPA
N271 Response to Amendment under Rule 312
N416 Notice of Withdrawal from Issue Branch (PTOL-67)
N417 EFS Acknowledgment Receipt
N459 Notice to Patentee under 37 CFR 1.607(D)
N570 Communication - Re: Power of Attorney (PTOL-308)
N572 Response - Re: Informal Power of Attorney (PTOL-308)
N578 Notification of Withdrawal of Attorney
NAPI Defective/Not Acceptable Notice of Appeal
NFDR Notice of Formal Drawings Required
NFEE Notice of Additional Fee Due
NOA Notice of Allowability or Allowance (fees due PTOL-85)
NRES Letter Restarting Period for Response (i.e. Letter re: References)
NT.AE.A.NONC PTO 2239AE - Notice of Non-Responsive Reply (Accelerated Exam)
NT.CR.APP.PA Notice to File Corrected Application Papers
NT.INC.REPLY Notice of Incomplete Reply
NT.INCPL.APP Notice of Incomplete Application
NT.WD.NONCPL Letter Withdrawing a Notice of Non-Compliant Amendment
NTC.A.NONCPL Notice to the applicant regarding a Non-Compliant or Non-Responsive Amendment
NTC.MISS.PRT Notice to File Missing Parts
NTC.OMIT.APP Notice of Omitted Items Application
NTC.PUB Notice of Publication
NTC.PUB.DATE Notice of New or Revised Publication Date
NTC.RCE.DEF Notice of Improper Request for Continued Examination (RCE) – PTO-2051 Rev 7/2003
NTRM Pre-Exam withdrawal of prior notice
NUNT Notice of Untimely Request
OA.APPENDIX Office Action Appendix
OA.EMAIL Email Notification
OA.FAI First action interview - office action
OA.FAI.OPT.O First action without interview
OA.FAI.PRELM Preinterview first office action
OA.POSTCARD A courtesy postcard sent by USPTO to users who opt-in for e-Office Action
P.102 RO/102 - Notification Concerning Payment of Prescribed Fees and Annex
P.103 RO/103 - Invitation to Correct the Purported IA
P.104 RO/104 - Notification that the Purported IA - is not and will not be Treated as an IA
P.105 RO/105 - Notification of the IA Number and of the International Filing Date
P.106 RO/106 with Annex A B and/or C - Invitation to Correct Defects in the IA
P.107 RO/107 Notification of Non-inclusion of Drawings with the IA
P.108 RO/108 - Invitation to Request Rectification
P.109 RO/109 - Notification of Decision Concerning Request for Rectification
P.110 RO/110 with Annex - Invitation to Correct Priority Claim
P.111 RO/111 - Notification Relating to Priority Claim
P.112 RO/112 - Notification Concerning Expressions etc. not to be used in the IA
P.113 RO/113 - Request for the Recording of a Change
P.114 Notification on Decision of Confirmation of Incorporation by Ref. Of Missing Element/Part
P.115 RO/115 - Notification of Intention to make Declaration that IA Considered Withdrawn
P.117 RO/117 - Notification that IA Considered to be Withdrawn
P.118 RO/118 - Notification Concerning Documents Transmitted
P.119 RO/119 - Notification of Refund of Fees
P.120 RO/120 - Invitation to Pay Fee for Preparation of Copies
P.123 RO/123 - Notification Concerning Representation
P.124 RO/124 - Notification of Defective Power of Attorney or Defective Revocation of Power of Attorney
P.126 RO/126 - Notification Concerning Later Submitted Sheets or Drawings
P.127 RO/127 - Notification of Decision not to Issue Declaration that IA Considered Withdrawn
P.132 RO/132 - Notification of Defects with Regard to Correspondence Submitted by the Applicant
P.133 RO/133 with Annex - Invitation to Pay Prescribed Fees Together with Late Payment Fee
P.135 RO/135 - Notification of Date of Receipt of Priority Document or of Priority Application Number
P.136 RO/136 - Notification of Withdrawal
P.138 RO/138 - Communication Regarding Extension of Time Limit
P.143 RO/143 - Notification that IA Considered to be Withdrawn
P.145 Invitation to pay fee for confirmation of precautionary designation
P.146 RO/146 with Attachments - Notification Regarding Certain Corrections Made Ex Officio
P.147 RO/147 - Notification Concerning Failure to Forward Record Copy and Search Copy for National Security Reasons
P.151 RO/151 - Notification of Transmittal of IA to the IB as Receiving Office and Invitation to Pay Fee
P.152 RO/152 - Invitation to Authorize Transmittal of IA to the IB as Receiving Office and to Pay Fee.
P.153 RO/153 - Notification of Transmittal of Demand to the IB or the competent IPEA.
P.154 RO/154 - Invitation to Indicate Competent IPEA.
P.155 RO/155 - Notification that Demand Considered not to Have Been Submitted
P.156 RO/156 - Invitation to Correct Declarations Made in the Request Under PCT Rule 4.17
P.158 Notification of Intended Refusal of Request to Restore Right of Priority
P.159 Notification of Decision on Request to Restore Right of Priority
P.202.OUT Outgoing - ISA/202 - Notification of Receipt of Search Copy
P.203 ISA/203 - Declaration of Non-Establishment of International Search Report
P.205 ISA/205 - Notification of Change in Abstract as Previously Established by ISA
P.206 ISA/206 - Invitation to Pay Additional Fees
P.209 Notification of Facts Which Should Have Precluded the According of an International Filing Date
P.210.OUT Outgoing - ISA/210 - International Search Report
P.212 ISA/212 - Notification of Decision on Protest
P.216 ISA/216 - Invitation to Request Rectification
P.217 ISA/217 - Notification of Decision Concerning Request for Rectification
P.220 ISA/220 - Notification of Transmittal of Search Report and Written Opinion of the ISA or the Declaration
P.224 ISA/224 - Communication in Cases for Which No Other Form is Applicable
P.225 ISA/225 - Invitation to Furnish Nucleotide and/or Amino Acid Sequence Listing and/or Related Tables
P.237.OUT Outgoing Written Opinion of the ISA
P.299 Unity of Invention Telephone Memorandum
P2.402 IPEA/402 - Notification of Receipt of Demand by Competent IPEA
P2.403 IPEA/403 - Notification Concerning Payment of the Preliminary Examination and Handling Fees
P2.404 IPEA/404 - Invitation to Correct Defects in the Demand
P2.405 IPEA/405 Invitation to Restrict or Pay Additional Fees
P2.407 IPEA/407 - Notification that Demand Considered not to Have Been Submitted
P2.408 IPEA/408 - Written Opinion of the IPEA
P2.409 IPEA/409 - International Preliminary Report on Patentability
P2.411 IPEA/411 - Invitation to Request Rectification
P2.412 IPEA/412 - Notification of Decision Concerning Request for Rectification
P2.416 IPEA/416 - Notification of Transmittal of International Preliminary Report on Patentability
P2.420 IPEA/420 - Notification of Decision on Protest
P2.424 IPEA/424 - Communication in Cases for Which No Other Form Is Applicable
P2.428 IPEA/428 Note on Informal Communication with the Applicant
P2.431 IPEA/431 - Invitation to Submit Amendments
P2.440 IPEA/440 - Invitation to Pay Prescribed Fees Together with Late Payment Fee
P2.499 Unity of Invention - Telephone Memorandum
P2.MISC CHII Misc. internal or outgoing document in an IA
PATENT.GRANT Image version of Patent Grant
PD.AUTH.NTC Notice that authorization for participating IP Offices to access US application was improper.
PD.PRE.NTC A formal notice indicating request for Official Priority Documents was unacceptable
PEER.CNS.RSP Response To Applicant Consent - Peer to Patent
PEER.IDS.ACK Acknowledgement of Third-Party Submission –Peer to Patent
PEFN Pre-Exam Formalities Notice
PET.DEC.AUTO Petition Auto Grant letter
PET.DEC.COCI Petition Decision routed to Certificate of Correction
PET.DEC.OIPE Petition decision routed to the OIPE to act on the decision or continue prosecution
PET.DEC.PUBS Petition decision routed to the Office of Publications to act on the decision or continue prosecution.
PET.DEC.TC Petition decision routed to the Technology Center Legal Instrument Examiners to act on the decision or continue prosecution
PETDEC Petition Decision
PGA9.DEC Decision for a Request for Corrected Patent Application Publication
PGEA.D Petition for PreGrant Publication Express Abandonment - Dismissed
PGEA.G Petition for PreGrant Publication Express Abandonment - Granted
PPH.DECISION Patent Prosecution Highway decision on request/petition to make special
R251.NTC Notice to provide a copy of an applicant's record under 37 CFR 1.251 to support the reconstruction of the application.
RBNE Reply Brief Noted - BPAI
RFND Refund Denied
RQIB Request for Missing International Bureau Papers
RXADV. Reexam proceeding - Advisory Action
RXBDRR Board of Patent Appeals and Interferences Remanded Reexam to Examiner
RXCERT Reexamination Certificate Issued
RXDCDS Decision Denying Stay/Suspension of a Reexam Proceeding
RXDCLS Decision Lifting the Stay/Suspension of Reexam Proceedings
RXDCMP Decision Merging Proceedings
RXDOR Director Initiated Order for Reexam in Preprocessing
RXDSMP Decision Dissolving Merged Proceedings in Reexam
RXEPQ. Reexam - Ex Parte Quayle Action
RXEXTD Extension of Time Period for Response Denied
RXEXTG Reexam Extension of Time Period for Response Granted
RXFR.. Reexam - Final Rejection
RXINCR Notice of Incomplete Ex Parte Reexam Request
RXL/RD Letter Acknowledging That an Improper Paper in a Reexam Proceeding Has Been Returned/Destroyed
RXMISC Reexam - Miscellaneous Action
RXMRRD Decision Dissolving the Merged Reexam and Reissue Proceedings
RXMRRI Decision Merging Reexam and Reissue Proceedings -- Reissue Application
RXMRRT Merged Reexam and Reissue Proceedings Concluded by Mailing Notice of Allowance in the Reissue Appl.
RXMRRX Decision Merging Reexam and Reissue Proceedings -- Reexam Request
RXMRXD Decision Denying Merger of Reexam Proceedings
RXNDEFCT Notification of Defective Paper in a Reexam
RXNFDACC Reexam - Notice of filing date accorded
RXNINA Notification of Informal or Nonresponsive Amendment
RXNIRC Notice of Intent to Issue a Reexam Certificate
RXNREQ.U Notice of Untimely Reexam Request
RXNREQAU Notice of assignment of reexamination request
RXNREQFD Notice of reexamination request filing date
RXNRES Letter Restarting Period Of Response in a Reexam Proceeding - e.g. Letter re References remail
RXNRQREC Notice of reexamination request received
RXPETD Petition Decision on Request for Reconsideration Denying Reexamination
RXPETG Petition Decision on Request for Reconsideration Ordering Reexamination
RXPTDE Reexam Petition Decision - Denied
RXPTDI Reexam Petition Decision - Dismissed
RXPTGP Reexam Petition Decision - Granted-in-part
RXPTGR Reexam Petition Decision - Granted
RXR.NF Reexam - Non-Final Action
RXREXD Determination -- Reexam Denied
RXREXO Determination -- Reexam Ordered
RXTD.NE Reexam Notification of Terminal Disclaimer - Not Accepted
RXTD.OK Reexam Notification of Terminal Disclaimer - Accepted
RXVACATE Decision Vacating a Determination Ordering a Reexamination
RXWDNIRC Withdrawal of Notice of Intent to Issue Reexamination Certificate
SADV Supplemental Advisory Action
SEPQ Supplemental Ex Parte Quayle
SEQ.REQ.DISC Requirements for Sequence Disclosure Notice
SFR. Supplemental Final Rejection
SR.. Supplemental Non-Final Rejection (PTOL-326)
SRES Supplemental Restriction
TERM.PTO.LT1 Initial letter Re: PTE Application to regulating agency
TERM.PTO.LT2 Second letter to regulating agency to determine regulatory review period
TERM.RQR.INF Requirement for information sent under 37 CFR 1.750
VACATE.PROC Decision Vacating a Determination Ordering a Reexamination Proceeding or Vacating an Interference Proceeding
W/AC Letter Withdrawing/Vacating Office Action
WSIR Notice of Withdrawal of SIR
XI.ACP. Action Closing Prosecution (nonfinal)
XI.AP.DA New Board of Appeals Decision after Board Decision With New Ground of Rejection: Examiner Affirmed
XI.AP.DN New Board of Appeals Decision after Board Decision With New Ground of Rejection: New Ground of Rejection
XI.AP.DP New Board of Appeals Decision after Board Decision With New Ground of Rejection: Examiner Affirmed in Part
XI.AP.DR New Board of Appeals Decision after Board Decision With New Ground of Rejection: Examiner Reversed
XI.APDFA Board of Appeals Decision on Rehearing - Decision is Final and Appealable
XI.APDRN Board of Appeals Decision on Rehearing - Decision is New Decision
XI.APXDT Examiner’s Determination on Patent Owner Response/Requester Comments after Board Decision
XI.NREQI Notification of Incomplete Inter Partes Reexam Request
XI.RAN. Right of Appeal Notice

 

 

改正法対応 米国特許手続ハンドブック ~フォームを用いた解説が分かりやすい~

改正法対応 米国特許手続ハンドブック ~フォームを用いた解説が分かりやすい~

 

いつか、こういった本を読んで米国特許業務の細かい手続きを勉強したいです。

 

最新版 要点早わかり 米国特許入門 (特許がよくわかる)

最新版 要点早わかり 米国特許入門 (特許がよくわかる)

 

 定番の木梨先生の本。私は旧版を持っています。

 

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